Zurich•Zug
Remote
Senior
Full Time
MLROAMLCompliance OfficerFinancial RegulationDigital Assets
Requirements
- •Solid experience as a Compliance officer (2nd line of defense) in a regulated financial institution in Switzerland and/or Liechtenstein, ideally with exposure to MLRO responsibilities or similar
- •Experience in engaging with Swiss and Liechtenstein regulatory authorities
- •Excellent knowledge of financial regulations such as MiCAR, AML/CTF, market abuse, data privacy
- •A relevant degree, preferably in business or law
- •Extensive experience in implementation of monitoring and control processes to support policies and procedures
What You'll Do
- •Ensuring compliance with all relevant laws and regulations applicable to Switzerland and Liechtenstein by developing and implementing the policies and procedures
- •Conducting compliance risk assessments and elaborating an annual compliance plan
- •Developing and implementing a plan of second-line controls and conducting the tests
- •Assessing future business activities to identify potential compliance risks
- •Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees
- •Ensuring the compliance trainings are effective and up to date
- •Keeping abreast with regulatory changes and maintaining the policies and procedures up to date
- •Collaborate with internal departments such as Trading Operations, Finance, Risk management, IT & Security, etc. to integrate compliance requirements into business processes
- •Being responsible for oversight of Keyrock CH and LI compliance with its AML obligations and acting as a focal point for the firm’s AML activity (MLRO)
- •Carrying out the duties of a MLRO as per the AML/CTF Framework
- •Representing Keyrock CH and LI in all matters of money laundering prevention internally and externally
- •Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments
- •Conducting regular audits and reviews to ensure compliance with AML/CTF requirements and internal policies
- •Drafting of compliance points of attention and recommendations and assisting the Group Head of Compliance or Group General Counsel (Group level) with management information reports
Nice to Have
- •Understanding of the digital assets ecosystem
- •A compliance qualification for example ACAMS or a Masters in a related field
Benefits
- •A competitive salary package, with various benefits
- •Autonomy in your time management thanks to flexible working hours and the opportunity to work remotely
- •The freedom to create your own entrepreneurial experience by being part of a team of people in search of excellence
About Keyrock
Keyrock develops scalable, transparent proprietary algorithmic technologies to increase the liquidity of financial assets.
Belgium
100 - 250
Finance